What Does Ruedi Wealth Management, Inc., Do With Your Personal Information?
- Employment and residential information
- Social security number
- Cash balance
- Security balances
- Transaction detail history
- Investment objectives, goals, and risk tolerance
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Ruedi Wealth Management chooses to share; and whether you can limit this sharing.
Everyday Business Purposes
The actions necessary by financial companies to run their business and manage customer accounts, such as providing investment advisory and financial planning advice, processing securities transactions, and otherwise providing financial services to you.
Companies related by common ownership or control. They can be financial and nonfinancial companies. Ruedi Wealth Management does not have any affiliates.
Companies not related by common ownership or control. They can be financial and nonfinancial companies. Ruedi Wealth Management does not share information with non-affiliates for marketing purposes.
A formal agreement between nonaffiliated financial companies that together market financial products or services to you. Ruedi Wealth Management does not engage in joint marketing with non-affiliates.
Reasons we can share your personal information
Does Ruedi Wealth Management share?
Can you limit this sharing?
|For our everyday business purposes—such as to provide advice, process your transactions, and maintain your account(s)||Yes||No|
|For our marketing purposes—to offer our products and services to you||No||We do not share|
|For joint marketing with other financial companies||No||We do not share|
|For our affiliates’ everyday business purposes—information about your transactions and experiences||No||We do not share|
|For our affiliates’ everyday business purposes—information about your creditworthiness||No||We do not share|
|For our affiliates to market to you||No||We do not share|
|For non-affiliates to market to you||No||We do not share|
How often does Ruedi Wealth Management notify me about their practices?
We must notify you about our sharing practices when you open an account and if we change our policy.
How does Ruedi Wealth Management protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Ruedi Wealth Management collect my personal information?
We collect your personal information, for example, when you
- establish an investment advisory relationship
- contract for financial planning services
- open an account or deposit money with custodians
- purchase or sell securities with executing broker-dealers
- affiliates’ everyday business purposes—information about your creditworthiness
- affiliates to market to you
- non-affiliates to market to you